Please collect and forward to me all potential announcements you come across, so we have the information available at the meeting. Please print out the detailed INFO and bring it with you to the meeting since I am not so sure how good the internet access is at Yellowstone National Park.
Announcements:
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| Waksman Foundation for Microbiology
Waksman Foundation for Microbiology Grants
Deadline: Open
Below are the details of IRCEB - if you could circulate it to the group,
that would be great.
November 30, 2001: LETTER OF INTENT Integrated Research Challenges in Environmental Biology Document NSF 99-12 can be found at: http://www.nsf.gov/cgi-bin/getpub?nsf9912 Division of Environmental Biology (703-292-8480, http://www.nsf.gov/bio/deb/start.htm)
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Biocomplexity in the Environment (BE) for FY 2002:
Integrated Research and Education
in Environmental Systems
Primary Sponsor: National Science Foundation
Deadline: 1/24/2002; 2/20/2002; 3/14/2002
KEYWORDS
Program Solicitation NSF-02-010
Replaced: NSF 01-34
* Dynamics of Coupled Natural and Human Systems (CNH)
* Coupled Biogeochemical Cycles (CBC)
* Genome-Enabled Environmental Science & Engineering
(GEN-EN)
* Instrumentation Development for Environmental
Activities (IDEA)
* Materials Use: Science, Engineering, & Society
(MUSES)
DIRECTORATE FOR GEOSCIENCES
DIRECTORATE FOR BIOLOGICAL SCIENCES
DIRECTORATE FOR COMPUTER AND INFORMATION SCIENCE
AND ENGINEERING
DIRECTORATE FOR EDUCATION AND HUMAN RESOURCES
DIRECTORATE FOR ENGINEERING
DIRECTORATE FOR MATHEMATICAL AND PHYSICAL SCIENCES
DIRECTORATE FOR SOCIAL, BEHAVIORAL, AND ECONOMIC
SCIENCES
OFFICE OF POLAR PROGRAMS
FULL PROPOSAL DEADLINE(S) :
January 24, 2002 Deadline for CNH and IDEA
February 20, 2002 Deadline for CBC and GEN-EN
March 14, 2002 Deadline for MUSES
GENERAL INFORMATION
Synopsis of Program: This special competition promotes
comprehensive, integrated investigations of environmental
systems using advanced scientific and engineering
methods. The concept of biocomplexity stresses the richness of
biological systems and their capacity for adaptation
and self-organizing behavior. By placing biocomplexity studies
in an environmental context, this competition emphasizes
research with the following characteristics: (a) a high
degree of interdisciplinarity; (b) a focus on complex
environmental systems that include interactions of non-human
biota or humans; and (c) a focus on systems with
high potential for exhibiting non-linear behavior. In this third year
of a multi-year effort, five topical areas will
be emphasized: 1. Dynamics of Coupled Natural and Human Systems
(CNH); 2. Coupled Biogeochemical Cycles (CBC); 3.
Genome-Enabled Environmental Science and Engineering
(GEN-EN); 4. Instrumentation Development for Environmental
Activities (IDEA); 5. Materials Use: Science,
Engineering, & Society (MUSES).
In all areas, quantitative modeling, simulation,
analysis, and visualization methods are emphasized, as well as
integration of education and a global perspective.
Consistent with the guidance provided in each of the five topical
areas, individuals or small groups may submit proposals
to conduct research projects or exploratory and planning
activities. This comprehensive approach to research
on biocomplexity in the environment is expected to improve
science-based predictive capabilities for decision-making.
I. INTRODUCTION
Biocomplexity refers to the dynamic web of often
surprising interrelationships that arise when components of the
global ecosystem--biological, physical, chemical,
and the human dimension--interact. Investigations of
Biocomplexity in the Environment are intended to
provide a more complete understanding of natural processes and
cycles, of human behaviors and decisions in the
natural world, and of ways to use new technology effectively to
observe the environment and sustain the diversity
of life on Earth. By placing biocomplexity studies in an
environmental context, this competition emphasizes
research with the following characteristics: (a) a high degree of
interdisciplinarity; (b) a focus on complex environmental
systems that includes interactions of non-human biota or
humans; and (c) a focus on systems with high potential
for exhibiting non-linear or highly coupled behavior with
other systems.
Emphasis is also placed on developing the people
and tools needed to advance biocomplexity studies. To establish
and strengthen interdisciplinary areas of investigation,
new communities of investigators need to be formed. This
can be accomplished by bringing members of disparate
disciplines into teams, by developing new methodologies
and expertise, and by reaching beyond the borders
of the United States for partners in inquiry. In the process, the
next generation of researchers learns to work in
diverse teams, cross disciplinary boundaries, and use advanced
sensing and monitoring, communication and information
technologies to work across many scales of time and
space. Plans for the development of new instrumentation
and novel modes of access to information are also
included.
Five interdisciplinary areas will be emphasized and
supported in this competition, pending availability of funds.
These areas are:
* Dynamics of Coupled Natural and Human Systems (CNH),
emphasizing quantitative understanding of the short-
and long-term dynamics of natural capital and how
humans value and influence ecosystem services and natural
resources, including consideration of landscapes
and land use and the influences of uncertainty, resilience and
vulnerability in complex environmental systems on
societal institutions.
* Coupled Biogeochemical Cycles (CBC), focusing on
the interrelation of biological, geochemical, geological, and
physical processes at all temporal and spatial scales,
with particular emphasis on understanding linkages between
chemical and physical cycles and the influence of
human and other biotic factors on those cycles.
* Genome-Enabled Environmental Science and Engineering
(GEN-EN), encouraging the integrated use of genomic
and computational approaches to gain novel insights
into environmental questions and problems.
* Instrumentation Development for Environmental Activities
(IDEA), supporting the development of instrumentation
and software that takes advantage of microelectronics,
photonics, telemetry, robotics, chemical and physical
sensing systems, modeling, data mining, and analysis
techniques to bring recent laboratory instrumentation
advances to bear on the full spectrum of environmental
biocomplexity questions.
* Materials Use: Science, Engineering, and Society
(MUSES), supporting projects that study reducing adverse
human impact on the total, interactive system of
resource use, the design and synthesis of new materials with
environmentally benign impacts on biocomplex systems,
as well as maximizing the efficient use of individual
materials throughout their life cycles.
II. PROGRAM DESCRIPTION
Program Description Contents
A. Integrative Elements
1. Quantitative Approaches
2. Education
3. Global Perspective
B. Topical Areas
1. Dynamics of Coupled Natural and Human Systems
(CNH)
2. Coupled Biogeochemical Cycles (CBC)
3. Genome-Enabled Environmental Science and Engineering
(GEN-EN)
4. Instrumentation Development for Environmental
Activities (IDEA)
5. Materials Use: Science, Engineering, and Society
(MUSES)
A. INTEGRATIVE ELEMENTS
Quantitative approaches and education activities
must be incorporated in all projects and international partnerships
are strongly encouraged.
* An integrated, quantitative, systems-level method of inquiry is essential in biocomplexity studies.
* Education must be addressed and integrated effectively
with all research plans. Educational activities should
provide learning opportunities for students at appropriate
levels (ranging from grades K-12 through graduate school),
and the general public.
* A global perspective is expected in all proposals.
Wherever appropriate and practical, specific international
collaborations and networks for research and education
are strongly encouraged.
1. Quantitative Approaches. In all topical areas
described in Section II.B., competitive projects will be those that
take a systems approach to questions central to
biocomplexity in the environment. Such projects involve the study
of non-linearities, feedback processes, or explicit
and a priori integration across multiple components or scales of
time and space, and use a conceptual, mathematical
or computational model, computer simulation, or artificial
intelligence technique to direct the research. Mathematical
models must include estimates of uncertainty and
experiments should be designed to attain a high
level of precision. Proposals submitted by teams should identify
which individual(s) will oversee the quantitative
approaches and provide evidence of their demonstrated expertise in
data collection, mathematical modeling, and/or data
analysis.
2. Education. Competitive projects will be those
that provide integrated research and education experiences for
participants (including undergraduates, graduate
students, teachers, and postdoctoral associates) and/or individuals
beyond those directly involved in the project. Investigators
are encouraged to include students as active participants
on interdisciplinary teams. Proposals may address,
for example, the development of materials for use in integrative,
comprehensive curricula dealing with the diverse
character of biocomplexity in the environment. Informal education
channels, such as science centers, aquariums, and
similar facilities, that are easily accessible and attractive to the
public may be used to help enhance the public's
ability to deal with complex environmental information and make
informed decisions about the environment. Educational
efforts at the K-12 level should promote the acquisition of
scientific inquiry skills, take advantage of technology
and use it appropriately, and be consistent with the National
Science Education Standards. (For more information
about these standards, see
http://www.nap.edu/catalog/4962.html and http://www.nap.edu/catalog/5704.html).
Examples of specific education plans, as well as
other activities that respond to the Broader Impacts Criterion, are
provided in http://www.nsf.gov/od/opp/opp_advisory/oaccrit2.htm.
Some specific examples of products that will
benefit society include exhibits, databases, computer-based
simulations, or kits that could be used by students or
the public to collect and analyze data.
Reviewers will be asked to consider and evaluate
the educational activities. Please refer to the section, “Integration
of Research and Education” in Section VI.A of this
solicitation.
Consistent with NSF’s emphasis on the integration
of research and education in projects solicited and funded by
the Foundation, grantees are encouraged to include
a section that describes the educational implications of their
research work in the papers they submit for publication.
3. Global Perspective. Because environmental processes
transcend national boundaries, collaborations between
U.S. investigators and foreign counterparts are
encouraged wherever appropriate. Many research projects offer
excellent opportunities for students at US and foreign
institutions to gain experience in the conduct of research in
other countries. NSF awards are normally limited
to support of the U.S. portion of the collaboration. In the case of
some developing countries, limited funds may be
available to support the involvement of the foreign collaborator.
Investigators may wish to consult with the cognizant
program officers for Global Perspectives listed in the section
on contact information. For information about NSF
support for international collaborative programs, see NSF 00-138.
Return to Program Description Contents
B. TOPICAL AREAS
Proposals must be focused on biocomplexity questions in one of the following five topical areas:
1. Dynamics of Coupled Natural and Human Systems (CNH)
This topical area focuses on the complex interactions
among human and natural systems at diverse spatial,
temporal, and organizational scales. To be competitive
for support, teams of investigators drawn from relevant
natural, social, and mathematical sciences, engineering,
and education must examine the dynamics of appropriate
natural and human systems as well as the interactions
that link those human and natural systems. These
relationships are symbolized by the arrows in the
accompanying figure.
Competitive projects in the CNH topical area will
be those examining problems that draw on and show promise of
enhancing theoretical insights about relevant human
system processes, relevant natural system processes, and the
interactions among human and natural systems. The
interdisciplinary teams undertaking these projects must have
appropriate expertise from scientific and engineering
disciplines that study those human and natural system
processes. They must also have appropriate expertise
to undertake proposed quantitative analyses, educational
projects, and fundable international collaborations
(where appropriate).
Proposals may be submitted on any topic associated
with the Dynamics of Coupled Natural and Human Systems,
but projects focusing on natural capital; landscapes
and land use; and uncertainty, resilience, and vulnerability are
of particular interest. "Natural capital" refers
to both tangible goods, such as food and fuel, and less tangible
services, such as water purification and erosion
control, that are provided by functioning ecosystems. Land-use
changes often have consequences for biodiversity,
regional climate, or hydrological patterns, so broadly
interdisciplinary studies focused on the interplay
of the built environment, natural resource use and conservation,
and social, ecological, and geophysical factors
are appropriate. Projects aimed at understanding the nature and
dynamics of uncertainty, the resilience and vulnerability
of social institutions to environmental change, and the
resilience and vulnerability of biophysical systems
to human-generated pressures are of interest, as are
investigations of how institutions and policies
for managing the natural resource base respond to change or to the
potential for change.
Examples of research projects that might be funded through this competition include:
* Development of an integrated model that links economic
models of urban development with models of land-cover
change and ecosystem processes in order to assess
relationships between urban development and species
diversity.
* Cross-national research that explores spatial complexity,
the value of natural capital in grazed ecosystems, the
costs of complexity loss due to fragmentation, and
the trade-offs between economic inputs and ecological
complexity.
* Integration of circulation, population, habitat,
and socioeconomic models to assess how biological reserves
function in a coral reef ecosystem, how different
stakeholder groups influence the operation of the reserves, and the
efficacy of different reserve designs in promoting
both local economic development and ecosystem preservation.
* The role that access (or lack of access) to scientific
information plays in environmental justice, and the most
effective methods for disseminating scientific information
to traditionally disenfranchised groups.
Projects may be totally independent activities, or
they may be conducted in association with existing projects or
activities, including Long-Term Ecological Research
sites, NSF-supported Human Dimensions of Global Change
centers and teams, NSF Science and Technology Centers
or NSF Engineering Research Centers, or similar
venues. If the proposed activity is associated with
other activities currently supported by NSF or other funders, the
project description should make clear how the proposed
work is different from lines of inquiry and activities for which
support has already been acquired. A letter from
the director of the ongoing activity or center agreeing to the
proposed project should be included as Supplementary
Documentation (Section I).
Most of the approximately $7.5 million expected to
be available in this topical area will be used to support
multi-investigator research and education projects
and programs of three to five years duration. Support for any
major award will not exceed a cumulative total of
$2,000,000 for the duration of the award. A limited number of small
awards (not to exceed $100,000) may be funded in
response to proposals for developmental activities. Examples of
the kinds of developmental activities that could
be supported are the following:
* Workshops or symposia;
* Proof-of-concept studies and small-scale pilot studies;
* High-risk exploratory research;
* Cross-disciplinary personal development projects.
For example, a researcher in the human sciences might spend
a sabbatical working in the lab of a natural science
team (or vice versa). These projects would be expected to
enable individuals to become focal members of interdisciplinary
teams that bridge the natural and human sciences.
In CNH, NSF anticipates making four to six major awards and four to six developmental awards.
2. Coupled Biogeochemical Cycles (CBC)
One of the central challenges of environmental research
is understanding how the physical, chemical, geological,
hydrological, and biological processes that comprise
the Earth's natural systems are functionally interrelated.
Studies of coupled biogeochemical cycles across
wide spatial and temporal scales will lead to the development of
quantitative knowledge and integrative models for
the cycling of water, carbon and other bioactive elements. These
research efforts illuminate the complex web of material
and energetic pathways connecting environmental
processes to the dynamics of life on Earth. Such
research will also provide the basis for understanding the
co-evolution of Earth and its biosphere and the
limits of environmental predictability.
The CBC topical area stresses interrelationships
among earth system cycles. Proposals should address linkages
between two or more biogeochemical cycles, the fundamental
chemical reactions underlying biogeochemical
cycles, or biotic influences on a biogeochemical
cycle.
Specific areas of interest include, but are not limited to:
* Relationships of cycling of carbon to the cycling
of other biolimiting elements in terrestrial, atmospheric, polar,
freshwater and marine environments, and the feedback
relationships between carbon cycling and ecological
dynamics, population genetics, ecosystem productivity,
and the evolution of species; studies of biological,
geochemical and physical mechanisms regulating carbon
biogeochemistry may focus on the present or the
geologic past.
* Patterns and mechanisms of cycling of life-supporting
elements in terrestrial, freshwater, polar and marine
ecosystems within regional gradients of chemical,
hydrologic and climatic conditions, and feedbacks between
elemental cycling and ecosystem structure and function.
* Intersections of the hydrologic and ecologic sciences,
for example, climate alteration by terrestrial vegetation,
ecosystem and hydrological functions of riparian
zones, hydrological controls on aquatic ecosystems, and
ecosystem vulnerability and resilience to extreme
hydrological events.
* Extent and significance of deep biospheres and
life in extreme environments, for example, investigation of
biologically controlled or induced mineralization,
the production of gas hydrates in polar and marine environments,
molecular-scale geomicrobiology, and transport of
microorganisms in the subsurface environment.
* Rhizosphere processes, such as greenhouse gas production
and carbon sequestration, the effect of soil physical
and chemical properties on rhizosphere functioning,
alteration of the rhizosphere by changes in land use, and the
responses of soil processes to elevated atmospheric
carbon dioxide.
Proposals may be submitted by single investigators
or by teams, but must be highly interdisciplinary. Proposals
may be submitted for projects up to 5-year duration.
No project will be supported for more than $400,000 per year. A
limited number of small awards (not to exceed $100,000)
may be funded in response to proposals for workshops or
symposia, meetings to build international or interdisciplinary
teams and proof of concept studies, small scale pilot
studies, or high-risk exploratory research. Approximately
$16 million is expected to be available in this topical area
and a total of about 12 awards is expected.
3. Genome-Enabled Environmental Sciences and Engineering (GEN-EN)
Individual organisms possess powerful but limited
capacities to respond to changing environmental conditions.
While we have some understanding about these responses
at the molecular and cellular levels of organization, few
studies have connected this knowledge to relevant
genomic information in the individual. Fewer studies have
attempted to use genomic information or approaches
to understand an organism’s impact on its environment or the
feedback between an organism and the environment.
Additionally, while populations of individuals and communities
of species possess an even greater collective diversity
of responses, applying genomic information and tools to
understand processes occurring at population through
ecosystem scales remains a major challenge. Exploiting
genomic approaches to connect these scales of analyses
offers the opportunity to gain novel insights into
environmental issues and problem solving.
GEN-EN encourages studies, using scientific and/or
engineering approaches, which develop and use genomic
information and tools to further our understanding
of how organisms interact with (adjust to and modify) their
environment. Genomic approaches are necessary because
traditional genetic analyses are not possible for the vast
majority of living organisms. Competitive GEN-EN
proposals should integrate biological research with research that
develops and enhances appropriate computational,
mathematical, statistical, simulation and/or visualization
techniques. Teams should include appropriate expertise
to pursue these methodological advances.
Nearly $7 million is expected to be available for
support of 4-5 research proposals from interdisciplinary teams for
projects up to 5 years duration, and total budgets
up to $2.0 million.
4. Instrumentation Development for Environmental Activities (IDEA)
This activity will support the development of robust
instrumentation and associated software for observing, modeling
and analyzing a wide range of complex environmental
materials, life forms, and processes. The instrumentation
should take advantage of recent advances in microelectronics,
photonics, telemetry, robotics, and physical and
chemical sensing systems to bring recent advances
out of the controlled environment of the laboratory into the full
spectrum of the Earth's environments. A unifying
theme will be the development of in situ instrumentation or remote
sensing technologies that minimize environmental
impact while increasing real-time data-gathering opportunities. An
important goal of research in this area is the development
of useful instrumentation that can be widely disseminated
and aid production of environmental data of high
quality and comparability. Critical to the effective use of advanced
instrumentation will be its integration into intelligent,
adaptive systems with associated software for data collection,
complex modeling, simulation, pattern recognition,
management, and analysis. This activity supports the
development of new instrumentation, not the deployment
or testing of already developed instruments.
Activities in this area might include, but are not limited to:
* Development, use, and dissemination of robust diagnostic
systems that can be used for observing and remote
sensing of complex environmental systems and processes,
including living components or geochemical cycles.
* Development, use, and dissemination of micro-mechanical
and/or microelectronic systems (laboratories on a chip)
that can be used in situ and can withstand the rigors
of harsh natural environments.
* Adaptation of laboratory chemical or physical sensing techniques for use in remote in situ measurement.
* Development of sensors for microbial activity using
recent advances in micro-fabrication that enable high-density
arrays of biologically based detection elements,
e.g., nucleic acid, enzymatic, or immunochemical.
* Coupling together of space-based observations of
environmental phenomena with ground based in situ
measurements of living systems and environments.
* Development of technology to enhance the acquisition,
display and analysis of real-time in situ environmental
measurements.
In order to encourage the interplay of skills from
disciplines such as engineering, chemistry, physics, and
computational science with areas such as biology,
polar studies, and oceanography, proposals that support
interdisciplinary teams or formation of such teams
are solicited. Small interdisciplinary teams of typically 3-5 faculty
researchers may request up to about $400,000 per
year for up to five years. Approximately $5.5 million is expected
to be available in this topical area to support
2-4 awards.
5. Materials Use: Science, Engineering, & Society (MUSES)
Proposals for planning activities to develop interdisciplinary teams are solicited in this new topical area.
Physical and biological environmental systems are
ultimate sources of the materials required for the great variety of
manufactured goods produced by modern societies.
Understanding the supply, treatment, use, and reuse of the
resources provided by natural systems as well as
the environmental effects of introducing alternative materials or
new processes are complex problems that challenge
many disciplines. Both technological issues, such as process
and product redesign and manufacturing, as well
as behavioral factors, such as economic and other social forces
that affect consumption and adoption of new technologies
and materials, must be addressed. Studies in the
Materials Use: Science, Engineering, and Society
(MUSES) topical area are aimed at reducing adverse human
impact on the total, interactive system of resource
use, as well as maximizing the efficient use of individual
materials throughout their life cycles. MUSES includes
fundamental research on: (a) global budgets and cycles of
key materials; (b) means and methods for carefully
assessing a material’s impact at every stage of its entire life
cycle; (c) design of alternative materials, processes,
systems, and social structures that optimize the use of
materials throughout their life cycles; and (d)
modeling the effect of changes in a material’s use on related materials
and processes.
Research in this topical area must stress the fundamental
understanding of comprehensive materials flows that
extend from natural resource (physical and biota)
materials extraction; through processing and manufacturing,
assembly, and distribution and consumer use; and
on through recycling, disposal, and reuse. In some cases, the
synthesis and characterization of new classes of
materials with desired properties may be involved. Models should
include relationships among constructed, natural,
and social systems and consider continuous materials use in
addition to life cycle practice. Energy consumption
during life cycle is relevant. Materials use at widely ranging
scales is within the scope of MUSES, from niche
specialty markets to major construction projects – highways,
bridges, large buildings, etc. Also within the scope
of MUSES is consideration of materials “escape” during
transportation, processing or storage (leaks, accidents).
Illustrative examples of advanced materials that
may be considered as part of this activity include, but are not
limited to: the synthesis of new materials with
value-added functional performance for applications such as
biodegradable food containers, electronic materials
for sensing in hazardous or extreme environments, disposable
hospital products; materials modifications through
processing that extend the life or ease the remanufacturability
such as hybrid coatings that can be readily removed
or upgraded through bioprocessing; and materials substitutions
that lead to low emission and fuel efficient engines,
or alloys and composites for lightweight aircraft and
automobiles.
Specific areas of interest include, but are not limited to:
* Spatially and temporally explicit budgets for key
materials, including ways in which human activities define,
perturb, dominate or limit materials flow and supply.
* Acquisition, comprehension, and integration of
data sets from environmental, economic, and social spheres, and
the development of robust ways to utilize potential
data intersections to predict materials flows.
* Patterns and driving forces of human consumption
of resources, for example, the role of incentives in encouraging
less wasteful materials use or the redesign of markets
to provide more accurate signals of the societal costs
associated with the use of materials.
* Metrics and assessment models for forecasting the
results of substituting materials made from renewable
resources for those made from non-renewable resources,
including trade-offs such as land use and water
consumption.
* Design and synthesis of desirable materials with
predictable properties while evaluating environmental friendly
impacts on biocomplex systems at each stage of their
development as useful materials, viz., processing and
fabrication, assembly and manufacture, and eventual
recycling of spent materials.
Approximately $1.8 million is expected to be available
to support workshops, planning, or exploratory activities that
encourage development of interdisciplinary teams.
These are one-time, one-year awards for up to $100,000 that are
aimed at providing preliminary results that can
lead to small group or Center proposals in the near future. Proposals
for groups of various sizes are expected to be solicited
in FY 2003.
Planning activities submitted in response to this
solicitation must be aimed at forming interdisciplinary teams that
include experts in fields ranging from earth sciences
to materials chemistry to engineering to social science.
Computational experts who can assist in the development
of sophisticated models should be included. International
partnerships could be particularly valuable to research
and education in this topical area. MUSES activities, where
appropriate, (a) include an economist or other social
scientist on a team with scientists and/or engineers from
physcal, chemical, biological, and/or geological
disciplines; (b) integrate economic and other social factors with
extraction, materials design, and/or manufacturing
considerations; and (c) use or develop computational models or
simulations appropriate for the complexity, multi-disciplinary
data sets, and global scale of these systems. Return
to Program Description Contents
III. ELIGIBILITY INFORMATION
The categories of proposers identified in the Grant
Proposal Guide are eligible to submit proposals under this
program announcement/solicitation.
IV. AWARD INFORMATION
Estimated program budget, number of awards and average
award size/duration are subject to the availability of
funds. The estimated number of awards and anticipated
funding amount for each topical area are provided in Section
II, Program Description.
V. PROPOSAL PREPARATION AND SUBMISSION INSTRUCTIONS
A. Proposal Preparation Instructions
Full Proposal:
Proposals submitted in response to this program announcement/solicitation
should be prepared and submitted in
accordance with the general guidelines contained
in the NSF Grant Proposal Guide (GPG). The complete text of the
GPG is available electronically on the NSF Web Site
at: http://www.nsf.gov/cgi-bin/getpub?gpg. Paper copies of the
GPG may be obtained from the NSF Publications Clearinghouse,
telephone (301) 947-2722 or by e-mail from
pubs@nsf.gov.
Proposals submitted for this competition should clearly
specify all relevant facets of the proposed project. With
respect to the proposed research, the proposal should
outline the theoretical foundations of the project as based in
relevant literature. It should specify the research
methods that will be used, the expertise that different researchers
will bring to different facets of the project, and
how and where results will be disseminated. With respect to
education, the proposal should specify educational
goals, what methods will be used to attain those goals, and the
expertise of individuals who will participate in
educational efforts. The proposal should also identify the proposed
educational products, how those products will be
disseminated, and how the educational activities will be evaluated.
Proposals Involving Three or More Senior Investigators:
The page limit guidance for group proposals in the
GPG does not apply to proposals submitted in response to this
solicitation. All project descriptions are limited
to 15 pages in length. Teams should present a coherent view of their
plans within these limits.
However, teams with more than 3 senior investigators
are required to submit supplementary documentation, not to
exceed two pages, that provides the following information:
(1) a description of the management structure that will
enable the team to work effectively; and (2) specification
of the qualifications and contribution of each of the senior
personnel to the activity. This information is in
addition to the foreign collaborator's role that must be included in
supplementary documentation concerning roles of
team members. In addition, a compilation of conflicts of interest
information should be emailed directly to first
program officer listed forthe BE topical area to which the proposal was
submitted. This should include the proposal number
and be sent within a week of the proposal submission deadline.
Include in a single, alphabetized table, the full
names of all people with conflicts of interest for all senior personnel
(PI and Co-PIs) and any named personnel whose salary
is requested in the project budget. Conflicts to be identified
are: (1) PhD thesis advisors or advisees, (2) postdoctoral
advisors or advisees, (3) collaborators or co-authors for the
past 48 months, and (4) any other individuals or
institutions with which the investigator has financial ties (please
specify type)."
Proposals Involving Multiple Institutions:
In the case of proposals involving multiple institutions,
a single institution should be identified as the lead institution
and a single proposal describing the entire project
should be submitted by that institution. Funds may be distributed
among partner institutions via subawards from the
lead institution. A budget on the standard NSF budget form
should be submitted for each subawardee. Letters
confirming collaborations can be scanned and submitted via
FastLane as Supplementary Documentation (in Section
I). If single projects are submitted in the form of multiple
proposals (often called "collaboratives"), all proposals
in the set shall be returned without review.
Proposals Involving Collaborators at Foreign Institutions:
Proposers are reminded they must provide biographical
sketches of all senior project personnel, including those at
foreign institutions. In addition, as supplementary
documentation, proposals involving foreign collaborators must
provide letters of endorsement from the foreign
counterpart institutions.
Directing the Proposal to a BE Topical Area:
Once you have identified the Program Solicitation
Number on the proposal Cover Sheet, the five relevant topical
areas (i.e., CNH, CBC, GEN-EN, IDEA, MUSES) will
be listed in the Program Box. Highlight the topical area that
your proposal addresses and click on the "Select
Program" button. Your proposal will automatically be assigned to
the correct directorate and division on the Cover
Sheet.
If you think that your proposal may be relevant to
more than one topical area, make the selection you think is
topically most appropriate and follow the guidance
(monetary and otherwise) for that topical area. Do not submit
duplicate or substantively similar proposals to
more than one topical area. However, you may suggest possible joint
review through an e-mail message sent to the program
officers of relevant competitions. Be sure to include the
proposal number in your e-mail message. After the
proposal is received, NSF program officers from relevant topical
areas will consult and determine the most appropriate
course of action, which may involve joint review or transfer of
the proposal from one topical area to another. In
the case of a transfer from the topical area you selected, you will
be informed. You may submit more than one proposal
to the same or different topical areas only if they are
substantively different from one another.
Proposers are reminded to identify the program solicitation
number (NSF-02-010) in the program
announcement/solicitation block on the proposal
Cover Sheet (NSF Form 1207). Compliance with this requirement
is critical to determining the relevant proposal
processing guidelines. Failure to submit this information may delay
processing.
B. Budgetary Information
Cost sharing is not required in proposals submitted under this Program Solicitation.
Other Budgetary Limitations: Specific topical areas
have award size limitations. Details are in Section II, Program
Description.
Budgets should include travel funds for Principal
Investigators to attend a workshop or meeting of those supported in
this program every 2 or 3 years.
Specific amounts for research cruises, polar logistics,
arctic logistics, or use of aircraft or other atmospheric
sciences field facilities should not be included
in the budget request. However, the PI should submit the UNOLS
request, OPP logistics form, or ATM facilities form
with the proposal.
C. Deadline/Target Dates
Proposals must be submitted by the following date(s):
Full Proposals by 5:00 PM local time:
January 24, 2002Deadline for CNH and IDEA
February 20, 2002 Deadline for CBC and GEN-EN
March 14, 2002 Deadline for MUSES
D. FastLane Requirements
Proposers are required to prepare and submit all
proposals for this Program Solicitation through the FastLane
system. Detailed instructions for proposal preparation
and submission via FastLane are available at:
http://www.fastlane.nsf.gov/a1/newstan.htm. For
FastLane user support, call 1-800-673-6188 or e-mail
fastlane@nsf.gov.
Submission of Electronically Signed Cover Sheets.
The Authorized Organizational Representative (AOR) must
electronically sign the proposal Cover Sheet to
submit the required proposal certifications (see Chapter II, Section C
of the Grant Proposal Guide for a listing of the
certifications). The AOR must provide the required certifications
within five working days following the electronic
submission of the proposal. Further instructions regarding this
process are available on the FastLane website at:
https://www.fastlane.nsf.gov/fastlane.jsp.
VI. PROPOSAL REVIEW INFORMATION
A. NSF Proposal Review Process
Reviews of proposals submitted to NSF are solicited
from peers with expertise in the substantive area of the
proposed research or education project. These reviewers
are selected by Program Officers charged with the
oversight of the review process. NSF invites the
proposer to suggest, at the time of submission, the names of
appropriate or inappropriate reviewers. Care is
taken to ensure that reviewers have no conflicts with the proposer.
Special efforts are made to recruit reviewers from
non-academic institutions, minority-serving institutions, or
adjacent disciplines to that principally addressed
in the proposal.
Proposals will be reviewed against the following
general review criteria established by the National Science Board.
Following each criterion are potential considerations
that the reviewer may employ in the evaluation. These are
suggestions and not all will apply to any given
proposal. Proposers are reminded that both the intellectual merit and
the broader impacts of the work to be accomplished
should be addressed. While reviewers are expected to address
both merit review criteria, each reviewer will be
asked to address only considerations that are relevant to the
proposal and for which he/she is qualified to make
judgements.
What is the intellectual merit of the proposed activity?
How important is the proposed activity to advancing
knowledge and understanding within its own field
or across different fields? How well qualified is the proposer
(individual or team) to conduct the project? (If
appropriate, the reviewer will comment on the quality of the prior
work.) To what extent does the proposed activity
suggest and explore creative and original concepts? How well
conceived and organized is the proposed activity?
Is there sufficient access to resources?
What are the broader impacts of the proposed activity?
How well does the activity advance discovery and
understanding while promoting teaching, training, and learning?
How well does the proposed activity broaden the
participation of underrepresented groups (e.g., gender, ethnicity,
disability, geographic, etc.)? To what extent will
it enhance the infrastructure for research and education, such as
facilities, instrumentation, networks, and partnerships?
Will the results be disseminated broadly to enhance
scientific and technological understanding? What
may be the benefits of the proposed activity to society?
Principal Investigators should address the following
elements in their proposal to provide reviewers with the
information necessary to respond fully to both of
the above-described NSF merit review criteria. NSF staff will give
these elements careful consideration in making funding
decisions.
Integration of Research and Education
One of the principal strategies in support of NSF's
goals is to foster integration of research and education through
the programs, projects, and activities it supports
at academic and research institutions. These institutions provide
abundant opportunities where individuals may concurrently
assume responsibilities as researchers, educators, and
students and where all can engage in joint efforts
that infuse education with the excitement of discovery and enrich
research through the diversity of learning perspectives.
Integrating Diversity into NSF Programs, Projects,
and Activities Broadening opportunities and enabling the
participation of all citizens -- women and men,
underrepresented minorities, and persons with disabilities -- is
essential to the health and vitality of science
and engineering. NSF is committed to this principle of diversity and
deems it central to the programs, projects, and
activities it considers and supports. Additional Review Criteria
Successful proposals in all topical areas of the
competition must be highly interdisciplinary, address the inherent
complexity and highly coupled nature of environmental
systems, and involve systems that include interactions of
biota or humans. The three integrative elements--quantitative
approaches, education, and global perspectives--are
also important. Research projects must include quantitative
approaches or advanced conceptual models to study
the systems chosen for investigation and specific
plans for education. Proposals that promote the development of
long-term international partnerships will be given
special consideration.
In addition to NSF's standard review criteria, planning
or exploratory activities will be evaluated on their
interdisciplinarity and their potential to advance
the study of biocomplexity in the environment.
In the evaluation of proposals submitted by teams
of investigators, considerations in addition to standard NSF
review criteria are:
o Strength of the collaborations planned and degree
of interdisciplinarity
o Effectiveness of the group organization and management
plan
o Value to education in these topical areas
o Strength of the dissemination plans
Extent, effectiveness, and long-term potential of
collaborations with industries, national laboratories, and
comparable research centers abroad, when appropriate.
Descriptions of educational activities should specify
goals, methods to attain those goals, and the expertise of
individuals to accomplish them. Thus, they will
be evaluated based on:
* Potential interest to and appropriateness for the
audience targeted
* Quality of planning and appropriateness of personnel
* Feasibility and potential for resulting in a disseminable
product
* Integration and complementarity to the research
efforts.
A summary rating and accompanying narrative will
be completed and submitted by each reviewer. In all cases,
reviews are treated as confidential documents. Verbatim
copies of reviews, excluding the names of the reviewers,
are sent to the Principal Investigator/Project Director
by the Program Director. In addition, the proposer will receive
an explanation of the decision to award or decline
funding.
B. Review Protocol and Associated Customer Service Standard
All proposals are carefully reviewed by at least
three other persons outside NSF who are experts in the particular
field represented by the proposal. This will be
the case for proposals for all research projects requesting over
$100,000 submitted in response to this announcement.
More specifically, proposals in this category will be
reviewed externally by mail review and/or panel
review. Development or planning activities, exploratory, conference,
or incubation proposals for $100,000 or less may
be reviewed by a scientist, engineer, or educator serving as a NSF
Program Officer and/or outside experts.
Reviewers will be asked to formulate a recommendation
to either support or decline each proposal. The Program
Officer assigned to manage the proposal's review
will consider the advice of reviewers and will formulate a
recommendation.
NSF is striving to be able to tell applicants whether
their proposals have been declined or recommended for funding
within six months for 70 percent of proposals. The
time interval begins on the date of receipt. The interval ends when
the Division Director accepts the Program Officer's
recommendation.
In all cases, after programmatic approval has been
obtained, the proposals recommended for funding will be
forwarded to the Division of Grants and Agreements
for review of business, financial, and policy implications and the
processing and issuance of a grant or other agreement.
Proposers are cautioned that only a Grants and
Agreements Officer may make commitments, obligations
or awards on behalf of NSF or authorize the expenditure of
funds. No commitment on the part of NSF should be
inferred from technical or budgetary discussions with a NSF
Program Officer. A Principal Investigator or organization
that makes financial or personnel commitments in the
absence of a grant or cooperative agreement signed
by the NSF Grants and Agreements Officer does so at its own
risk.
VII. AWARD ADMINISTRATION INFORMATION
A. Notification of the Award
Notification of the award is made to the submitting
organization by a Grants Officer in the Division of Grants and
Agreements. Organizations whose proposals are declined
will be advised as promptly as possible by the cognizant
NSF Program Division administering the program.
Verbatim copies of reviews, not including the identity of the
reviewer, will be provided automatically to the
Principal Investigator. (See section VI.A. for additional information on
the review process.)
B. Award Conditions
An NSF award consists of: (1) the award letter, which
includes any special provisions applicable to the award and
any numbered amendments thereto; (2) the budget,
which indicates the amounts, by categories of expense, on
which NSF has based its support (or otherwise communicates
any specific approvals or disapprovals of proposed
expenditures); (3) the proposal referenced in the
award letter; (4) the applicable award conditions, such as Grant
General Conditions (NSF-GC-1)* or Federal Demonstration
Partnership (FDP) Terms and Conditions;* and (5) any
announcement or other NSF issuance that may be incorporated
by reference in the award letter. Cooperative
agreement awards also are administered in accordance
with NSF Cooperative Agreement Terms and Conditions
(CA-1). Electronic mail notification is the preferred
way to transmit NSF awards to organizations that have electronic
mail capabilities and have requested such notification
from the Division of Grants and Agreements.
*These documents may be accessed electronically on
NSF's Web site at
http://www.nsf.gov/home/grants/grants_gac.htm. Paper
copies may be obtained from the NSF Publications
Clearinghouse, telephone (301) 947-2722 or by e-mail
from pubs@nsf.gov.
More comprehensive information on NSF Award Conditions
is contained in the NSF Grant Policy Manual (GPM)
Chapter II, available electronically on the NSF
Web site at http://www.nsf.gov/cgi-bin/getpub?gpm. The GPM is also
for sale through the Superintendent of Documents,
Government Printing Office (GPO), Washington, DC 20402. The
telephone number at GPO for subscription information
is (202) 512-1800. The GPM may be ordered through the
GPO Web site at http://www.gpo.gov.
Special Award Conditions
Additional award conditions may be included addressing
the pilot testing and evaluation of materials on pre-college
students and the distribution or commercial publication
of materials developed, a license for government use, and
program income.
Meetings or workshops for Principal Investigators
may be called by NSF approximately every two years.
Investigators will be expected to make every reasonable
effort to attend and to use grant funds to support their travel
expenses.
C. Reporting Requirements
For all multi-year grants (including both standard
and continuing grants), the PI must submit an annual project
report to the cognizant Program Officer at least
90 days before the end of the current budget period.
Within 90 days after the expiration of an award,
the PI also is required to submit a final project report.
Approximately 30 days before expiration, NSF will
send a notice to remind the PI of the requirement to file the final
project report. Failure to provide final technical
reports delays NSF review and processing of pending proposals for
that PI. PIs should examine the formats of the required
reports in advance to assure availability of required data.
NSF has implemented an electronic project reporting
system, available through FastLane. This system permits
electronic submission and updating of project reports,
including information on project participants (individual and
organizational), activities and findings, publications,
and other specific products and contributions. PIs will not be
required to re-enter information previously provided,
either with a proposal or in earlier updates using the electronic
system.
VIII. CONTACTS FOR ADDITIONAL INFORMATION
General inquiries regarding Biocomplexity in the
Environment (BE) for FY 2002: Integrated Research and Education
in Environmental Systems should be made to:
* For contacts in Dynamics of Coupled Natural and Human Systems, see http://www.geo.nsf.gov/be-02.htm#cnh.
* For contacts in Coupled Biogeochemical Cycles, see whttp://www.geo.nsf.gov/be-02.htm#cbc.
* For contacts in Genome-Enabled Environmental Science
& Engineering, see
http://www.geo.nsf.gov/be-02.htm#genen.
* For contacts in Instrumentation Development for
Environmental Activities, see
http://www.geo.nsf.gov/be-02.htm#idea.
* For contacts in Materials Use: Science, Engineering, & Society, see http://www.geo.nsf.gov/be-02.htm#muses.
* For contacts about the integrative element on Education, see http://www.geo.nsf.gov/be-02.htm#edu.
* For contacts about the integrative element on Global Perspective, see http://www.geo.nsf.gov/be-02.htm#gp.
* For contacts about the integrative element on Quantitative Approaches, see http://www.geo.nsf.gov/be-02.htm#qa.
For questions related to the use of FastLane, contact:
* Brian Dawson, Computer Specialist, Directorate
for Geosciences, Division of Earth Sciences, telephone:
703.292.4727, e-mail: bdawson@nsf.gov.
* Florence Rabanal, Fastlane Project Coordinator,
Directorate for Mathematical and Physical Sciences, telephone:
703.292.8808, e-mail: mpsoadfl@nsf.gov.
* Philip Johnson, Computer Specialist, Directorate
for Social, Behavioral, and Economic Science, Division of
Behavioral and Cognitive Sciences, telephone: 703.292.8740,
e-mail: pxjohnso@nsf.gov.
IX. OTHER PROGRAMS OF INTEREST
The NSF Guide to Programs is a compilation of funding
for research and education in science, mathematics, and
engineering. The NSF Guide to Programs is available
electronically at http://www.nsf.gov/cgi-bin/getpub?gp. General
descriptions of NSF programs, research areas, and
eligibility information for proposal submission are provided in
each chapter.
Many NSF programs offer announcements or solicitations
concerning specific proposal requirements. To obtain
additional information about these requirements,
contact the appropriate NSF program offices. Any changes in
NSF's fiscal year programs occurring after press
time for the Guide to Programs will be announced in the NSF
E-Bulletin, which is updated daily on the NSF web
site at http://www.nsf.gov/home/ebulletin, and in individual
program announcements/solicitations. Subscribers
can also sign up for NSF's Custom News Service
(http://www.nsf.gov/home/cns/start.htm) to be notified
of new funding opportunities that become available.
ABOUT THE NATIONAL SCIENCE FOUNDATION
The National Science Foundation (NSF) funds research
and education in most fields of science and engineering.
Awardees are wholly responsible for conducting their
project activities and preparing the results for publication.
Thus, the Foundation does not assume responsibility
for such findings or their interpretation.
NSF welcomes proposals from all qualified scientists,
engineers and educators. The Foundation strongly
encourages women, minorities and persons with disabilities
to compete fully in its programs. In accordance with
Federal statutes, regulations and NSF policies,
no person on grounds of race, color, age, sex, national origin or
disability shall be excluded from participation
in, be denied the benefits of, or be subjected to discrimination under
any program or activity receiving financial assistance
from NSF (unless otherwise specified in the eligibility
requirements for a particular program).
Facilitation Awards for Scientists and Engineers
with Disabilities (FASED) provide funding for special assistance or
equipment to enable persons with disabilities (investigators
and other staff, including student research assistants) to
work on NSF-supported projects. See the program
announcement/solicitation for further information.
The National Science Foundation has Telephonic Device
for the Deaf (TDD) and Federal Information Relay Service
(FIRS) capabilities that enable individuals with
hearing impairments to communicate with the Foundation about NSF
programs, employment or general information. TDD
may be accessed at (703) 292-5090, FIRS at 1-800-877-8339.
The National Science Foundation is committed to making
all of the information we publish easy to understand. If
you have a suggestion about how to improve the clarity
of this document or other NSF-published materials, please
contact us at plainlanguage@nsf.gov.